DFX Intelligence

R••••• A••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor30 years in industry

R••••• A••• B•••••

Advisor at T•• F•••••••• G••••

DIAMOND BAR, CA

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Search this name across graphsid dfx:ria:54376e43-1775-a3b6-508d-200d208e1b9d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 6, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• F•••••••• G••••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Dec 18, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• F•••••••• G••••	Former SEC adviser	Feb 18, 2014	n/a	yes	DIAMOND BAR, CA	Current employment
T•• F•••••••• G••••	Former SEC adviser	Feb 18, 2014	Jun 9, 2014	no	DIAMOND BAR, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••• F•••••••• A•••••••• I•••	T•• F•••••••• G••••	Feb 25, 2014	Feb 18, 2014	-7	Firm change	Other

Relationships

Registered with (2)

→ T•• F•••••••• G••••Registered adviserregistration: previous registration
Feb 18, 2014 to Jun 9, 2014factForm ADV
→ V••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jul 6, 1998 to Feb 25, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:54376e43-1775-a3b6-508d-200d208e1b9d
First observed: Jul 6, 1998
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.