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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

POMELO CAPITAL LLC

CRD 159290

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:543defb8-e69e-b650-cba9-484a34053ef1

Data as of Mar 29, 2018 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Feb 7, 2012 to Mar 29, 2018
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $435MItem 5.F on the latest filing (2018-03-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $435M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees: 3
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 5
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $716Mgross asset value as reported per fund; never fund size
Custody, client assets: $435M
SEC number: 801-72842
CRD: 159290
Filings on the tape: 9
First filed: Feb 7, 2012
Latest filed: Mar 29, 2018
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
POMELO MASTER FUND LTD.	Hedge Fund	$716M	Mar 29, 2018	24	Apr 1, 2013	reported	021-173996

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
KOSTROWSKI, ERIC, KIMBALL	CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER	Na	yes	01/2012	Feb 7, 2012	Mar 29, 2018
ROSENSTRACH FAMILY LLC	Member	E	yes	01/2012	Feb 7, 2012	Mar 29, 2018
ROSENSTRACH, PHILIP, JOHN	MANAGING MEMBER	E	yes	01/2012	Feb 7, 2012	Mar 29, 2018
ROSENSTRACH, PHILIP, JOHN	MANAGING MEMBER, CHIEF INVESTMENT OFFICER	Na	yes	10/2011	Feb 7, 2012	Mar 29, 2018

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
POMELO ADVISORS LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Seattle	Wa	United States	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017	Mar 29, 2018	$435M	$435M	5	3	1	1	$716M
2016	Mar 30, 2017	$760M	$760M	5	3	n/a	1	$716M
2015	Mar 30, 2016	$781M	$781M	5	3	n/a	1	$781M
2014	Mar 30, 2015	$172M	$172M	4	3	n/a	1	$172M
2013	Mar 31, 2014	$366M	$366M	6	4	n/a	1	$366M
2012	Apr 1, 2013	$772M	$772M	7	5	n/a	1	$357M
2011	Feb 7, 2012	$150M	$150M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$435M	$760M	-42.7%	$172M	36.3%	5	5	1	n/a

Relationships

Advises (1)

→ POMELO MASTER FUND LTD.Private fundHedge Fund, IA
Apr 1, 2013 to presentfactForm ADV

Controls (3)

← ROSENSTRACH, PHILIP, JOHNOwnerMANAGING MEMBER, ownership code E, individual
Feb 7, 2012 to presentfactForm ADV
← KOSTROWSKI, ERIC, KIMBALLOwnerCHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, ownership code NA, individual
Feb 7, 2012 to presentfactForm ADV
← ROSENSTRACH FAMILY LLCOwnerMEMBER, ownership code E, domestic entity
Feb 7, 2012 to presentfactForm ADV

Dated events

Occurred
Mar 29, 2018
Regulatory AUM changed
Pomelo Capital Llc reported RAUM $435.0M, down 43% from $759.8M (2017-03-30 to 2018-03-29)
Form ADVobserved 4 days ago
$-325M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:543defb8-e69e-b650-cba9-484a34053ef1
First observed: Feb 7, 2012
Last observed: Mar 29, 2018 103 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

POMELO CAPITAL LLC

CRD 159290

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:543defb8-e69e-b650-cba9-484a34053ef1

Data as of Mar 29, 2018 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:20 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

POMELO MASTER FUND LTD.

Hedge Fund

$716M

Mar 29, 2018

Apr 1, 2013

reported

021-173996

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

KOSTROWSKI, ERIC, KIMBALL

CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER

yes

01/2012

Feb 7, 2012

Mar 29, 2018

ROSENSTRACH FAMILY LLC

Member

yes

01/2012

Feb 7, 2012

Mar 29, 2018

ROSENSTRACH, PHILIP, JOHN

MANAGING MEMBER

yes

01/2012

Feb 7, 2012

Mar 29, 2018

ROSENSTRACH, PHILIP, JOHN

MANAGING MEMBER, CHIEF INVESTMENT OFFICER

yes

10/2011

Feb 7, 2012

Mar 29, 2018

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

POMELO ADVISORS LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Seattle

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2017

Mar 29, 2018

$435M

$716M

2016

Mar 30, 2017

$760M

n/a

$716M

2015

Mar 30, 2016

$781M

n/a

$781M

2014

Mar 30, 2015

$172M

n/a

$172M

2013

Mar 31, 2014

$366M

n/a

$366M

2012

Apr 1, 2013

$772M

n/a

$357M

2011

Feb 7, 2012

$150M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2017

$435M

$760M

-42.7%

$172M

36.3%

n/a