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CRD 159649
BURLINGAME, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| LATERAL U.S. CREDIT OPPORTUNITIES FUND QP, L.P. | Other Private Fund | $318M | Oct 18, 2024 | 51 | Dec 22, 2017 | reported | 021-342526 |
| NIAGARA CREDIT INCOME FUND QP, LP | Other Private Fund | $207M | Oct 18, 2024 | 101 | Dec 22, 2017 | reported | 021-1780892 |
| NIAGARA CREDIT INCOME FUND AI, LP | Other Private Fund | $87.5M | Oct 18, 2024 | 49 | Dec 22, 2017 | reported | 021-1780895 |
| LMG PARTNERS, LP | Other Private Fund | $79.1M | Oct 18, 2024 | 4 | Mar 30, 2024 | reported | n/a |
| PMG LEGAL, LLC | Other Private Fund | $30.5M | Oct 18, 2024 | 47 | Mar 30, 2024 | reported | 021-491280 |
| LATERAL FC SPV FEEDER, LLC | Other Private Fund | $13.6M | Oct 18, 2024 | 3 | Mar 31, 2023 | reported | n/a |
| LATERAL U.S. CREDIT OPPORTUNITIES FUND AI, L.P. | Other Private Fund | $12.8M | Oct 18, 2024 | 4 | Dec 22, 2017 | reported | 021-342525 |
| PANTHER PLUS INCOME FUND, LP | Other Private Fund | $7.3M | Oct 18, 2024 | 98 | Mar 31, 2023 | reported | 021-440879 |
| LATERAL BVM FEEDER, LLC | Other Private Fund | $6.9M | Oct 18, 2024 | 2 | Mar 29, 2019 | reported | n/a |
| LATERAL SMC FEEDER, LLC | Other Private Fund | $2.5M | Jun 5, 2019 | 2 | Mar 29, 2019 | dropped | n/a |
| LATERAL CONCORD FEEDER, LLC | Other Private Fund | $1.7M | Oct 18, 2024 | 3 | Mar 29, 2019 | reported | n/a |
| NIAGARA PLUS INCOME FUND, LP | Other Private Fund | $1.5M | Oct 18, 2024 | 71 | Mar 31, 2021 | reported | 021-359814 |
| PANTHER PLUS GROWTH FUND II, LP | Other Private Fund | $232,000 | Oct 18, 2024 | 4 | Mar 30, 2024 | reported | 021-487925 |
| LATERAL UMF FEEDER, LLC | Other Private Fund | $476 | Oct 18, 2024 | 2 | Mar 29, 2019 | reported | n/a |
| LMG FEEDER, LLC | Other Private Fund | $0 | Oct 18, 2024 | 1 | Mar 31, 2023 | reported | n/a |
| LATERAL FTE FEEDER, LLC | Other Private Fund | $0 | Mar 30, 2022 | 0 | Mar 29, 2019 | dropped | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| DE SILVA, DHAMITHA, RICHARD | MANAGING MEMBER | E | yes | 10/2011 | Dec 22, 2017 | Oct 18, 2024 |
| FREDERICK, NICHOLAS | CHIEF COMPLIANCE OFFICER AND SENIOR COUNSEL | Na | yes | 05/2019 | Jun 5, 2019 | Oct 18, 2024 |
| HARDARDOTTIR, MARGARET, ELISA | MANAGING DIRECTOR | Na | yes | 02/2015 | Mar 31, 2023 | Oct 18, 2024 |
| Hickey, Marie, Claire | DIRECTOR OF OPERATIONS AND DEPUTY COMPLIANCE OFFICER | Na | yes | 02/2015 | Mar 31, 2023 | Oct 18, 2024 |
| LIN, DAVID, SHUN-HUA | CHIEF FINANCIAL OFFICER | Na | yes | 06/2019 | Mar 30, 2020 | Oct 18, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| LATERAL ADMINISTRATIVE AGENT, LLC | n/a | n/a | n/a | Y | yes | n/a |
| LATERAL CREDIT OPPORTUNITIES, LLC | n/a | n/a | n/a | Y | yes | n/a |
| LATERAL SMA AGENT, LLC | n/a | n/a | n/a | N | yes | n/a |
| LMG ADVISORS, LLC | n/a | n/a | n/a | Y | yes | n/a |
| NIAGARA CREDIT ADVISORS, LLC | n/a | n/a | n/a | Y | yes | n/a |
| NIAGARA PLUS ADVISORS, LLC | n/a | n/a | n/a | Y | yes | n/a |
| PANTHER PLUS ADVISORS, LLC | n/a | n/a | n/a | Y | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $1.0B | $847M | 24 | 13 | 0 | 18 | n/a |
| 2024 | Mar 29, 2025 | $848M | $719M | 21 | 11 | 0 | 16 | n/a |
| 2023 | Mar 30, 2024 | $782M | $650M | 20 | 9 | 0 | 14 | $958M |
| 2022 | Mar 31, 2023 | $629M | $614M | 19 | 10 | 0 | 11 | $733M |
| 2021 | Mar 30, 2022 | $574M | $565M | 13 | 8 | 0 | 9 | $574M |
| 2020 | Mar 31, 2021 | $498M | $482M | 12 | 7 | 1 | 9 | $549M |
| 2019 | Mar 30, 2020 | $443M | $428M | 15 | 7 | 1 | 8 | $443M |
| 2018 | Mar 29, 2019 | $345M | $313M | 12 | 7 | 1 | 9 | $331M |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.0B | $848M | 18.4% | $629M | 16.9% | 24 | 21 | 0 | 0 |