DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Johns Creek, GA | Peachtree Corners, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Oct 14, 2014 | n/a | yes | Peachtree Corners, GA|Johns Creek, GA | Current employment |
| INVEST FINANCIAL CORPORATION | Former SEC adviser | Dec 10, 2003 | Oct 10, 2014 | no | ALPHARETTA, GA|TUCKER, GA|ALPHARETTA, GA | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Mar 5, 2003 | Nov 24, 2003 | no | ATLANTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INVEST FINANCIAL CORPORATION | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Oct 10, 2014 | Oct 14, 2014 | 4 | Firm change | Other |
| MORGAN STANLEY DW INC. | INVEST FINANCIAL CORPORATION | Nov 24, 2003 | Dec 10, 2003 | 16 | Firm change | Other |