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RIA / WealthAdvisor43 years in industry

ARTHUR GATES MERRIMAN

Advisor at CARNEGIE INVESTMENT COUNSEL

PEPPER PIKE, OH

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Search this name across graphsid dfx:ria:545146c1-e914-426f-e37f-5cf1662758b9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 30, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CARNEGIE INVESTMENT COUNSEL
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 29, 1982earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Sep 29, 1982
First registration: Jul 30, 2002
Dual registered: no
Other names: ARTHUR GATES III MERRIMAN
IAPD individual key: 1063825

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CARNEGIE INVESTMENT COUNSEL	Independent wealth	Jan 2, 2015	n/a	yes	PEPPER PIKE, OH	Current employment
MAI CAPITAL MANAGEMENT, LLC	Independent wealth	Nov 5, 2010	Jul 8, 2014	no	CLEVELAND, OH	Previous registration
STIFEL INDEPENDENT ADVISORS, LLC	Bd affiliated wealth	Mar 21, 2003	Sep 24, 2010	no	MAYFIELD VILLAGE, OH\|CLEVELAND, OH	Previous registration
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Jul 30, 2002	Mar 24, 2003	no	BEACHWOOD, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MAI CAPITAL MANAGEMENT, LLC	CARNEGIE INVESTMENT COUNSEL	Jul 8, 2014	Jan 2, 2015	178	Firm change	Other
STIFEL INDEPENDENT ADVISORS, LLC	MAI CAPITAL MANAGEMENT, LLC	Sep 24, 2010	Nov 5, 2010	42	Firm change	Other
STIFEL, NICOLAUS & COMPANY, INCORPORATED	STIFEL INDEPENDENT ADVISORS, LLC	Mar 24, 2003	Mar 21, 2003	-3	Firm change	Other

Relationships

Registered with (4)

→ CARNEGIE INVESTMENT COUNSELRegistered adviserregistration: current employment
Jan 2, 2015 to presentfactForm ADV
→ MAI CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Nov 5, 2010 to Jul 8, 2014factForm ADV
→ STIFEL INDEPENDENT ADVISORS, LLCRegistered adviserregistration: previous registration
Mar 21, 2003 to Sep 24, 2010factForm ADV
→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: previous registration
Jul 30, 2002 to Mar 24, 2003factForm ADV

Dated events

No dated event names this entity yet.