DFX Intelligence

K•••••• M•••• A•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner42 years in industry

K•••••• M•••• A•••••••

Advisor at C••••••• P•••••••

OVERLAND PARK, KS | MCLEAN, VA

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Search this name across graphsid dfx:ria:54621bd4-f720-0b5f-4c3f-834ccd5f5c9c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 16, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 23, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P•••••••	Independent wealth	Apr 19, 2021	n/a	yes	MCLEAN, VA\|OVERLAND PARK, KS	Current employment
E•••••• C•••••• M••••••••• L••	Former SEC adviser	Feb 14, 2003	Oct 1, 2004	no	MCLEAN, VA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••• F•••••••• A•••••••	E•••••• C•••••• M••••••••• L••	Apr 13, 2021	Feb 14, 2003	-6,633	Firm change after gap	Other
E•••••• C•••••• M••••••••• L••	C••••••• P•••••••	Oct 1, 2004	Apr 19, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
109732:42159:VA:2021-04-13	Apr 13, 2021	Feb 14, 2003	MCLEAN, VA	Firm change after gap

Relationships

Registered with (3)

→ C••••••• P•••••••Registered adviserregistration: current employment
Apr 19, 2021 to presentfactForm ADV
→ S••• F•••••••• A•••••••Registered adviserregistration: previous registration
Jan 16, 2002 to Apr 13, 2021factForm ADV
→ E•••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Feb 14, 2003 to Oct 1, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:54621bd4-f720-0b5f-4c3f-834ccd5f5c9c
First observed: Jan 16, 2002
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.