DFX Intelligence
Data Factory
Reading the graph
Reading the graph
CRD 160278
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| SILVER, DAVID, M K | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER | E | yes | 08/2011 | Feb 14, 2012 | Mar 19, 2019 |
| USHER, JOANNA, LYNN | Member | C | yes | 08/2011 | Feb 14, 2012 | Mar 19, 2019 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| DAVID M. K. SILVER | n/a | n/a | n/a | Y | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2018 | Mar 19, 2019 | $411M | $0 | 1 | 1 | 0 | n/a | n/a |
| 2017 | Mar 29, 2018 | $424M | $0 | 1 | 1 | 0 | n/a | n/a |
| 2016 | Mar 30, 2017 | $440M | $0 | 1 | 1 | n/a | n/a | n/a |
| 2015 | Mar 21, 2016 | $430M | $0 | 1 | 1 | n/a | n/a | n/a |
| 2014 | Mar 30, 2015 | $416M | $0 | 1 | 1 | n/a | n/a | n/a |
| 2013 | Mar 17, 2014 | $434M | $0 | 1 | 1 | n/a | n/a | n/a |
| 2012 | Mar 15, 2013 | $417M | $0 | 1 | 1 | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2018 | $411M | $424M | -3.2% | $430M | -1.5% | 1 | 1 | 0 | 0 |