DFX Intelligence

M•••••• P••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)19 years in industry

M•••••• P••• M••••••

Advisor at K••••• A••••••• S•••••••• L••

AUSTIN, TX | Columbus, OH

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Search this name across graphsid dfx:ria:5466d19b-343b-b90e-df72-a6d890e76998

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jul 26, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 13, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Mar 11, 2025	n/a	yes	Columbus, OH\|AUSTIN, TX	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Jun 14, 2024	Mar 14, 2025	no	Columbus, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• W•••••• I•••	K••••• A••••••• S•••••••• L••	Mar 14, 2025	Mar 11, 2025	-3	Firm change	Ibd to ibd
S••••••••• A•••••• A•••••••• I•••	O•••• W•••••• I•••	Jun 14, 2024	Jun 14, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
23131:283330:OH:2025-03-14	Mar 14, 2025	Mar 11, 2025	COLUMBUS, OH	Firm change

Relationships

Registered with (6)

→ K••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Mar 11, 2025 to presentfactForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Jun 14, 2024 to Mar 14, 2025factForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Sep 18, 2020 to Jun 14, 2024factForm ADV
→ S•• A•••••••• I•••

Dated events

Occurred
Mar 14, 2025
Advisor changed firm
M•••••• P••• M•••••• left O•••• W•••••• I••• for K••••• A••••••• S•••••••• L•• (registered 2025-03-11)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5466d19b-343b-b90e-df72-a6d890e76998
First observed: Jul 26, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.