DFX Intelligence

J••••• A•• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

J••••• A•• S••••••

Advisor at R•••• W••••• A••••••• L••

Allentown, PA

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Search this name across graphsid dfx:ria:546b7c38-1694-9dac-a9c5-08d5974f2930

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 12, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••• W••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••• W••••• A••••••• L••	Independent wealth	Aug 1, 2019	n/a	yes	Allentown, PA	Current employment
B••• S••••••••• L••	Former SEC adviser	Jan 2, 2018	Dec 31, 2018	no	CHARLOTTE, NC\|ALLENTOWN, PA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••• S••••••••• L••	R•••• W••••• A••••••• L••	Dec 31, 2018	Aug 1, 2019	213	Firm change	Ibd to RIA
B••• I••••••••• S•••••••• I•••	B••• S••••••••• L••	Jan 2, 2018	Jan 2, 2018

Relationships

Registered with (3)

→ R•••• W••••• A••••••• L••Registered adviserregistration: current employment
Aug 1, 2019 to presentfactForm ADV
→ B••• S••••••••• L••Registered adviserregistration: previous registration
Jan 2, 2018 to Dec 31, 2018factForm ADV
→ B••• I••••••••• S•••••••• I•••Registered adviserregistration: previous registration
Dec 12, 2016 to Jan 2, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:546b7c38-1694-9dac-a9c5-08d5974f2930
First observed: Dec 12, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.