DFX Intelligence

E••• J•••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

E••• J•••• S••••

Advisor at C•••••• L••

Charlotte, NC | ROCKFORD, IL

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Search this name across graphsid dfx:ria:546cc8ed-a883-3722-25b6-6ef9fc724528

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Dec 20, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• L••	Independent wealth	Oct 19, 2023	n/a	yes	Charlotte, NC\|ROCKFORD, IL	Current employment
F•••••••• P•••• • S••••••••• I•••	Independent wealth	Dec 20, 2018	May 24, 2023	no	GREENWOOD, IN\|Charlotee, NC\|CHARLOTTE, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• P•••• • S••••••••• I•••	C•••••• L••	May 24, 2023	Oct 19, 2023	148	Firm change	RIA to RIA

Relationships

Registered with (2)

→ C•••••• L••Registered adviserregistration: current employment
Oct 19, 2023 to presentfactForm ADV
→ F•••••••• P•••• • S••••••••• I•••Registered adviserregistration: previous registration
Dec 20, 2018 to May 24, 2023factForm ADV

Dated events

Occurred
May 24, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:546cc8ed-a883-3722-25b6-6ef9fc724528
First observed: Dec 20, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.