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Advisor at HIGHTOWER ADVISORS, LLC
CHICAGO, IL | HOUSTON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HIGHTOWER ADVISORS, LLC | Bd affiliated wealth | Nov 29, 2018 | n/a | yes | CHICAGO, IL|HOUSTON, TX | Current employment |
| HIGHTOWER PRIVATE CLIENT | Former SEC adviser | Aug 10, 2017 | Dec 31, 2018 | no | HOUSTON, TX | Previous registration |
| SALIENT CAPITAL ADVISORS, LLC | Former SEC adviser | Feb 4, 2011 | Oct 10, 2017 | no | HOUSTON, TX | Previous registration |
| GHE ADVISERS, L.P. | Former SEC adviser | Jun 4, 2009 | Oct 5, 2011 | no | HOUSTON, TX | Previous registration |
| CYPRESS CREEK PARTNERS | Asset manager | Jun 4, 2009 | Oct 10, 2017 | no | AUSTIN, TX | Previous registration |
| SALIENT ADVISORS, L.P. | Asset manager | Jun 4, 2009 | Oct 10, 2017 | no | DALLAS, TX | Previous registration |
| VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. | Other adviser | Jun 10, 2002 | May 27, 2009 | no | HOUSTON, TX | Previous registration |
| VAUGHAN NELSON TRUST COMPANY | Former SEC adviser | Jun 10, 2002 | May 27, 2009 | no | HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HIGHTOWER PRIVATE CLIENT | HIGHTOWER ADVISORS, LLC | Dec 31, 2018 | Nov 29, 2018 | -32 | Firm change after gap | RIA to ibd |
| SALIENT ADVISORS, L.P. | CYPRESS CREEK PARTNERS | Oct 10, 2017 | Jun 4, 2009 | -3,050 | Firm change after gap | Other |
| CYPRESS CREEK PARTNERS | SALIENT CAPITAL ADVISORS, LLC | Oct 10, 2017 | Feb 4, 2011 | -2,440 | Firm change after gap | Other |
| SALIENT CAPITAL ADVISORS, LLC | HIGHTOWER PRIVATE CLIENT | Oct 10, 2017 | Aug 10, 2017 | -61 | Firm change after gap | Other |
| GHE ADVISERS, L.P. | SALIENT ADVISORS, L.P. | Oct 5, 2011 | Jun 4, 2009 | -853 | Firm change after gap | Other |
| VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. | GHE ADVISERS, L.P. | May 27, 2009 | Jun 4, 2009 | 8 | Firm change | Other |
| VAUGHAN NELSON TRUST COMPANY | VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. | May 27, 2009 | Jun 10, 2002 | -2,543 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 288687:145323:TX:2018-12-31 | Dec 31, 2018 | Nov 29, 2018 | HOUSTON, TX | Firm change after gap |
| 122833:129346:TX:2017-10-10 | Oct 10, 2017 | Jun 4, 2009 | DALLAS, TX | Firm change after gap |
| 153914:288687:TX:2017-10-10 | Oct 10, 2017 | Aug 10, 2017 | HOUSTON, TX | Firm change after gap |