DFX Intelligence

S••••• E••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

S••••• E••• C•••••

Advisor at W•••• F•••• A•••••••

NEW YORK, NY

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Search this name across graphsid dfx:ria:54724bb8-2584-26b7-d98e-d3d30318f7fb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 7, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Feb 27, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 20derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Sep 18, 2006	n/a	yes	NEW YORK, NY	Current employment
X•• A••••••• L••	n/a	Sep 21, 2005	Dec 31, 2005	no	NEW YORK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
X•• A••••••• L••	W•••• F•••• A•••••••	Dec 31, 2005	Sep 18, 2006	261	Firm change	Other
N•• A•••••• S•••••••• L••	X•• A••••••• L••	Aug 26, 2003	Sep 21, 2005

Relationships

Registered with (3)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Sep 18, 2006 to presentfactForm ADV
→ X•• A••••••• L••Registered adviserregistration: previous registration
Sep 21, 2005 to Dec 31, 2005factForm ADV
→ N•• A•••••• S•••••••• L••Registered adviserregistration: previous registration
Aug 7, 2003 to Aug 26, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:54724bb8-2584-26b7-d98e-d3d30318f7fb
First observed: Aug 7, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.