DFX Intelligence

K•••• M•••••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner26 years in industry

K•••• M•••••• W••••••

Advisor at F••••••• W••••• P••••••• L••

NEWPORT BEACH, CA

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Search this name across graphsid dfx:ria:54771c18-695c-8c07-710c-9b35a096ea62

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 10, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••• W••••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 4, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••• W••••• P••••••• L••	Independent wealth	Aug 26, 2022	n/a	yes	NEWPORT BEACH, CA	Current employment
A••••••••• L•••	Other adviser	Dec 15, 2004	Aug 28, 2006	no	SAN CLEMENTE, CA\|NASHVILLE, TN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• L•••	F••••••• W••••• P••••••• L••	Aug 28, 2006	Aug 26, 2022	5,842	Firm change after gap	Other
T•• I••••••••• M••••••••• C•••••• L••	A••••••••• L•••	Dec 1, 2004	Dec 15, 2004

Relationships

Registered with (3)

→ F••••••• W••••• P••••••• L••Registered adviserregistration: current employment
Aug 26, 2022 to presentfactForm ADV
→ A••••••••• L•••Registered adviserregistration: previous registration
Dec 15, 2004 to Aug 28, 2006factForm ADV
→ T•• I••••••••• M••••••••• C•••••• L••Registered adviserregistration: previous registration
Jun 10, 2003 to Dec 1, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:54771c18-695c-8c07-710c-9b35a096ea62
First observed: Jun 10, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.