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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Bothell, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jan 10, 2024 | n/a | yes | Bothell, WA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jul 31, 2017 | Jan 26, 2024 | no | LYNNWOOD, WA | Previous registration |
| WADDELL & REED | Former SEC adviser | Nov 10, 2016 | Aug 1, 2017 | no | LYNNWOOD, WA|SEATTLE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Jan 26, 2024 | Jan 10, 2024 | -16 | Firm change | Wirehouse to ibd |
| WADDELL & REED | WELLS FARGO ADVISORS | Aug 1, 2017 | Jul 31, 2017 | -1 | Firm change | Other |