DFX Intelligence

A••••• A• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner21 years in industry

A••••• A• J••••••

Advisor at C••••••• P•••••••

Raleigh, NC | OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:54862217-258b-f6ba-86b0-0dc0d24b52bd

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 17, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 21, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P•••••••	Independent wealth	Apr 21, 2021	n/a	yes	OVERLAND PARK, KS\|Raleigh, NC	Current employment
S••• F•••••••• A•••••••	Former SEC adviser	Oct 25, 2007	Apr 13, 2021	no	MCLEAN, VA\|RALEIGH, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••• F•••••••• A•••••••	C••••••• P•••••••	Apr 13, 2021	Apr 21, 2021	8	Firm change	RIA to RIA
D••••••• I••••••••• A••••••• L••	S••• F•••••••• A•••••••	Jan 3, 2007	Oct 25, 2007

Team moves

••• Locked

Team	Left	Joined	From	Kind
109732:105348:NC:2021-04-13	Apr 13, 2021	Apr 21, 2021	RALEIGH, NC	Firm change

Relationships

Registered with (3)

→ C••••••• P•••••••Registered adviserregistration: current employment
Apr 21, 2021 to presentfactForm ADV
→ S••• F•••••••• A•••••••Registered adviserregistration: previous registration
Oct 25, 2007 to Apr 13, 2021factForm ADV
→ D••••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Oct 17, 2005 to Jan 3, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:54862217-258b-f6ba-86b0-0dc0d24b52bd
First observed: Oct 17, 2005
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.