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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

EUROPEAN SPECIAL OPPORTUNITIES ADVISORS AG

CRD 161458

ZURICH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5495eee8-6e48-31a2-8a61-5d09e3adce03

Data as of Jan 16, 2013 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: Feb 16, 2012 to Jan 16, 2013
2 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

European Special Opportunities Advisors Ag

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $209MItem 5.F on the latest filing (2013-01-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $160M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 2
Accounts: 4
Private funds: 4Schedule D 7.B(1)
Private fund GAV: $217Mgross asset value as reported per fund; never fund size
Custody, client assets: $49.1M
SEC number: 801-74296
CRD: 161458
Filings on the tape: 2
First filed: Feb 16, 2012
Latest filed: Jan 16, 2013
Organised: Corporation

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
SCHMID, ALEXANDER	CHIEF EXECUTIVE OFFICER	E	yes	11/2006	Feb 16, 2012	Jan 16, 2013
KLUEPPEL, OLHA, O	Partner	B	no	01/2010	Feb 16, 2012	Jan 16, 2013

Relationships

Controls (1)

← SCHMID, ALEXANDEROwnerCHIEF EXECUTIVE OFFICER, ownership code E, individual
Feb 16, 2012 to presentfactForm ADV

Owns (1)

← KLUEPPEL, OLHA, OOwnerPARTNER, ownership code B, individual
Feb 16, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5495eee8-6e48-31a2-8a61-5d09e3adce03
First observed: Feb 16, 2012
Last observed: Jan 16, 2013 166 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

EUROPEAN SPECIAL OPPORTUNITIES ADVISORS AG

CRD 161458

ZURICH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5495eee8-6e48-31a2-8a61-5d09e3adce03

Data as of Jan 16, 2013 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:51 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

SCHMID, ALEXANDER

CHIEF EXECUTIVE OFFICER

yes

11/2006

Feb 16, 2012

Jan 16, 2013

KLUEPPEL, OLHA, O

Partner

01/2010

Feb 16, 2012

Jan 16, 2013