DFX Intelligence

K•••• R•• M•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor17 years in industry

K•••• R•• M•••••••••

Advisor at H•••••• F•••••••• • I•••••••• S•••••••• I•••

SAN JOSE, CA | Cupertino, CA

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Search this name across graphsid dfx:ria:5497c569-cd60-aa22-8c82-c1285bf1c0e4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 17, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••• F•••••••• • I•••••••• S•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 16, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••• F•••••••• • I•••••••• S•••••••• I•••	Independent wealth	Mar 24, 2026	n/a	yes	SAN JOSE, CA\|Cupertino, CA	Current employment
H•••••• F•••••••• • I•••••••• S•••••••• I•••	Independent wealth	Apr 1, 2011	Dec 31, 2025	no	SAN JOSE, CA\|Cupertino, CA\|Cupertino, CA

Relationships

Registered with (1)

→ H•••••• F•••••••• • I•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Apr 1, 2011 to Dec 31, 2025factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5497c569-cd60-aa22-8c82-c1285bf1c0e4
First observed: Dec 17, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.