DFX Intelligence

T•••••• J••• D••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)40 years in industry

T•••••• J••• D••••••••

Advisor at M•• I•••••••• S•••••••• L••

Mechanicsville, PA | Horsham, PA

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Search this name across graphsid dfx:ria:54a11f7a-6cce-4b44-ab83-d55c36c9b026

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 17, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• I•••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Sep 29, 2011	n/a	yes	Horsham, PA\|Mechanicsville, PA	Current employment
W•••••• • A••••••••• I•••	n/a	Oct 17, 2001	Dec 10, 2002	no	HORSHAM , PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• • A••••••••• I•••	M•• I•••••••• S•••••••• L••	Dec 10, 2002	Sep 29, 2011	3,215	Firm change after gap	Other

Relationships

Registered with (2)

→ M•• I•••••••• S•••••••• L••Registered adviserregistration: current employment
Sep 29, 2011 to presentfactForm ADV
→ W•••••• • A••••••••• I•••Registered adviserregistration: previous registration
Oct 17, 2001 to Dec 10, 2002factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:54a11f7a-6cce-4b44-ab83-d55c36c9b026
First observed: Oct 17, 2001
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.