DFX Intelligence

C••••••• S•••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst22 years in industry

C••••••• S•••• S••••

Advisor at L•••

Tulsa, OK | LOS ANGELES, CA

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Search this name across graphsid dfx:ria:54b6bda9-0853-5854-9c05-7f3353e9301f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 10, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••	Independent wealth	Jun 5, 2026	n/a	yes	LOS ANGELES, CA\|Tulsa, OK	Current employment
J•••••• H••• C•••••• P•••••••• L••	Former SEC adviser	Jan 25, 2017	Jun 8, 2026	no	TULSA, OK	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J•••••• H••• C•••••• P•••••••• L••	L•••	Jun 8, 2026	Jun 5, 2026	-3	Firm change	RIA to RIA
C•••••• A•••••••• I•••	J•••••• H••• C•••••• P•••••••• L••	Jan 3, 2017	Jan 25, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
285978:269866:OK:2026-06-08	Jun 8, 2026	Jun 5, 2026	TULSA, OK	Firm change

Relationships

Registered with (3)

→ L•••Registered adviserregistration: current employment
Jun 5, 2026 to presentfactForm ADV
→ J•••••• H••• C•••••• P•••••••• L••Registered adviserregistration: previous registration
Jan 25, 2017 to Jun 8, 2026factForm ADV
→ C•••••• A•••••••• I•••Registered adviserregistration: previous registration
Oct 10, 2008 to Jan 3, 2017factForm ADV

Dated events

Occurred
Jun 8, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:54b6bda9-0853-5854-9c05-7f3353e9301f
First observed: Oct 10, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.