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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

MANGHAM ASSOCIATES, INC.

CRD 106300

CHARLOTTESVILLE, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:54b7385c-924b-b7a1-76d4-0b0b75c9eaef

Data as of Mar 30, 2023 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Mar 22, 2012 to Mar 30, 2023
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $840MItem 5.F on the latest filing (2023-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $479M
Private client RAUM: $372MderivedItem 5.D individuals plus high net worth individuals
Private client share: 44%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 10
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 27
Individual clients: 0
High net worth clients: 11
Private funds: 5Schedule D 7.B(1)
Private fund GAV: $257Mgross asset value as reported per fund; never fund size
Custody, client assets: $250M
SEC number: 801-45852
CRD: 106300
Filings on the tape: 21
First filed: Mar 22, 2012
Latest filed: Mar 30, 2023
Organised: Corporation, Virginia

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LEITER, TINA, MARIE	CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER	Na	yes	10/2015	Nov 12, 2015	Mar 30, 2023
MANGHAM, JOEL, ROSFJORD	FOUNDER AND CO-CHIEF INVESTMENT OFFICER	E	yes	01/1991	Mar 22, 2012	Mar 30, 2023
Townsend, Tracy	DIRECTOR OF OPERATIONS	Na	yes	06/2017	Mar 28, 2018	Mar 30, 2023

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MA INVESTORS MANAGEMENT LLC	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Mar 30, 2023	$840M	$479M	10	4	0	5	$257M
2021	Mar 25, 2022	$1.2B	$756M	10	5	0	5	$459M
2020	Mar 26, 2021	$1.8B	$670M	15	6	0	5	$453M
2019	Mar 30, 2020	$1.7B	$663M	14	6	0	5	$462M
2018	Mar 28, 2019	$1.5B	$679M	16	6	1	5	$463M
2017	Mar 28, 2018	$1.7B	$722M	13	6	1	5	$516M
2016	Mar 28, 2017	$1.5B	$691M	13	6	n/a	5	$549M
2015	Mar 10, 2016	$1.7B	$755M	12	5	n/a	5	$557M
2014	Mar 18, 2015	$2.0B	$709M	14	7	n/a	5	$413M
2013	Mar 21, 2014	$2.0B	$893M	14	6	n/a	5	$274M
2012	Mar 25, 2013	$2.1B	$1.0B	15	7	n/a	5	$152M
2011	Mar 22, 2012	$2.1B	$933M	n/a	n/a	n/a	5	$104M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$840M	$1.2B	-27.1%	$1.7B	-20.3%	10	10	0	0

Relationships

Controls (3)

← MANGHAM, JOEL, ROSFJORDOwnerFOUNDER AND CO-CHIEF INVESTMENT OFFICER, ownership code E, individual
Mar 22, 2012 to presentfactForm ADV
← LEITER, TINA, MARIEOwnerCHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, ownership code NA, individual
Nov 12, 2015 to presentfactForm ADV
← Townsend, TracyOwnerDIRECTOR OF OPERATIONS, ownership code NA, individual
Mar 28, 2018 to presentfactForm ADV

Registered with (2)

← EDWARD WARING KARPPIAdvisorregistration: previous registration
Jan 7, 2016 to Oct 26, 2021factForm ADV
← CHRISTOPHER TIMOTHY FIDEAdvisorregistration: previous registration
Apr 2, 2003 to Nov 18, 2011factForm ADV

Dated events

Occurred
Mar 30, 2023
Regulatory AUM changed
Mangham Associates, Inc. reported RAUM $840.2M, down 27% from $1.2B (2022-03-25 to 2023-03-30)
Form ADVobserved 5 days ago
$-312M
Occurred
Mar 25, 2022
Regulatory AUM changed
Mangham Associates, Inc. reported RAUM $1.2B, down 36% from $1.8B (2021-03-31 to 2022-03-25)
Form ADVobserved 5 days ago
$-658M
Occurred
Mar 25, 2022
Control person left
Waring Edward Karppi (Partner, Co-Chief Investment Officer) no longer on Schedule A of Mangham Associates, Inc. (listed 2021-03-31, absent 2022-03-25)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:54b7385c-924b-b7a1-76d4-0b0b75c9eaef
First observed: Mar 22, 2012
Last observed: Mar 30, 2023 42 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MANGHAM ASSOCIATES, INC.

CRD 106300

CHARLOTTESVILLE, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:54b7385c-924b-b7a1-76d4-0b0b75c9eaef

Data as of Mar 30, 2023 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:55 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LEITER, TINA, MARIE

CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER

yes

10/2015

Nov 12, 2015

Mar 30, 2023

MANGHAM, JOEL, ROSFJORD

FOUNDER AND CO-CHIEF INVESTMENT OFFICER

yes

01/1991

Mar 22, 2012

Mar 30, 2023

Townsend, Tracy

DIRECTOR OF OPERATIONS

yes

06/2017

Mar 28, 2018

Mar 30, 2023

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MA INVESTORS MANAGEMENT LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2022

Mar 30, 2023

$840M

$479M

$257M

2021

Mar 25, 2022

$1.2B

$756M

$459M

2020

Mar 26, 2021

$1.8B

$670M

$453M

2019

Mar 30, 2020

$1.7B

$663M

$462M

2018

Mar 28, 2019

$1.5B

$679M

$463M

2017

Mar 28, 2018

$1.7B

$722M

$516M

2016

Mar 28, 2017

$1.5B

$691M

n/a

$549M

2015

Mar 10, 2016

$1.7B

$755M

n/a

$557M

2014

Mar 18, 2015

$2.0B

$709M

n/a

$413M

2013

Mar 21, 2014

$2.0B

$893M

n/a

$274M

2012

Mar 25, 2013

$2.1B

$1.0B

n/a

$152M

2011

Mar 22, 2012

$2.1B

$933M

n/a

$104M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2022

$840M

$1.2B

-27.1%

$1.7B

-20.3%