DFX Intelligence

C•••••••• L••• V•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

C•••••••• L••• V•••••••

Advisor at T••••••• A•••••• N••••••• L••

Ann Arbor, MI | MINNEAPOLIS, MN

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Search this name across graphsid dfx:ria:54c0eb91-3fa2-fcad-ae42-76530ad962cd

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 17, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••• A•••••• N••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 24, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••• A•••••• N••••••• L••	Bd affiliated wealth	May 22, 2020	n/a	yes	MINNEAPOLIS, MN\|Ann Arbor, MI	Current employment
T••••••• I••••••••• M••••••••• I•••	Bd affiliated wealth	Aug 17, 2006	Jun 3, 2020	no	Livonia, MI\|ANN ARbor, MI\|REDFORD, MI\|Detroit, MI\|Ann Arbor, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••• I••••••••• M••••••••• I•••	T••••••• A•••••• N••••••• L••	Jun 3, 2020	May 22, 2020	-12	Firm change	Ibd to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
18387:304569:MI:2020-06-03	Jun 3, 2020	May 22, 2020	ANN ARBOR, MI	Firm change

Relationships

Registered with (2)

→ T••••••• A•••••• N••••••• L••Registered adviserregistration: current employment
May 22, 2020 to presentfactForm ADV
→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Aug 17, 2006 to Jun 3, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:54c0eb91-3fa2-fcad-ae42-76530ad962cd
First observed: Aug 17, 2006
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.