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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
New Port Richey, FL | ST. PETERSBURG, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Dec 24, 2008 | n/a | yes | ST. PETERSBURG, FL|New Port Richey, FL | Current employment |
| MORGAN KEEGAN & COMPANY, LLC | Former SEC adviser | Oct 23, 2012 | Mar 14, 2013 | no | ST. PETERSBURG, FL | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Apr 27, 2005 | Dec 11, 2008 | no | CLEARWATER, FL|TARPON SPRINGS, FL|TAMPA, FL|PORT RICHEY, FL | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | n/a | Jan 20, 1998 | Apr 2, 2004 | no | CLEARWATER, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN KEEGAN & COMPANY, LLC | n/a | Mar 14, 2013 | n/a | n/a | Departure no registered destination | Departure |
| WELLS FARGO ADVISORS | RAYMOND JAMES & ASSOCIATES, INC. | Dec 11, 2008 | Dec 24, 2008 | 13 | Firm change | Wirehouse to ibd |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | WELLS FARGO ADVISORS | Apr 2, 2004 | Apr 27, 2005 | 390 | Firm change | Other |