DFX Intelligence

E••• W•••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

E••• W•••• S•••••••

Advisor at E•••••••• A•••••••• L••

FT WASHINGTON, PA

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Search this name across graphsid dfx:ria:54ccf276-6b7a-4389-dfa3-fb504c291738

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Oct 29, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••••• A•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Oct 28, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••••• A•••••••• L••	National bd RIA	Jun 3, 2022	n/a	yes	FT WASHINGTON, PA	Current employment
V••• F•••••••• A•••••••• I•••	Bd affiliated wealth	Jan 3, 2011	Jun 7, 2022	no	FAIRFAX, VA\|FORT WASHINGTON, PA\|MELVILLE, NY\|FAIRFAX, VA\|WILLIAMSVILLE, NY\|Albany, NY\|WILLIAMSVILLE, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••• F•••••••• A•••••••• I•••	E•••••••• A•••••••• L••	Jun 7, 2022	Jun 3, 2022	-4	Firm change	Ibd to ibd
V••• F•••••••• P•••••••• L••	V••• F•••••••• A•••••••• I•••	Jan 3, 2011	Jan 3, 2011

Relationships

Registered with (5)

→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Oct 29, 2002 to Feb 25, 2008factForm ADV
→ V••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 3, 2011 to Jun 7, 2022factForm ADV
→ V••• F•••••••• P•••••••• L••Registered adviserregistration: previous registration
Aug 18, 2010 to Jan 3, 2011factForm ADV
→ I••••••• C•••••• M••••••••• L••

Dated events

Occurred
Jun 7, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:54ccf276-6b7a-4389-dfa3-fb504c291738
First observed: Oct 29, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.