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Advisor at STONEX ADVISORS INC.
BIRMINGHAM, AL | MANTOLOKING, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STONEX ADVISORS INC. | Bd affiliated wealth | Jan 30, 2015 | n/a | yes | BIRMINGHAM, AL|MANTOLOKING, NJ | Current employment |
| STERNE AGEE INVESTMENT ADVISOR SERVICES, INC. | Former SEC adviser | Nov 10, 2010 | Jan 30, 2015 | no | TOMS RIVER, NJ|WINDSOR LOCKS, CT|YOUNGSTOWN, OH | Previous registration |
| SAXONY CAPITAL MANAGEMENT, LLC | Independent wealth | Jan 19, 2010 | Aug 30, 2010 | no | TOMS RIVER, NJ|SAINT LOUIS, MO | Previous registration |
| WORLD ADVISORY SERVICES | Former SEC adviser | Aug 29, 2006 | Dec 1, 2009 | no | MANTOLOKING, NJ|LINCROFT, NJ|LINCROFT, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STERNE AGEE INVESTMENT ADVISOR SERVICES, INC. | STONEX ADVISORS INC. | Jan 30, 2015 | Jan 30, 2015 | 0 | Bulk transfer | Other |
| SAXONY CAPITAL MANAGEMENT, LLC | STERNE AGEE INVESTMENT ADVISOR SERVICES, INC. | Aug 30, 2010 | Nov 10, 2010 | 72 | Firm change | Other |
| WORLD ADVISORY SERVICES | SAXONY CAPITAL MANAGEMENT, LLC | Dec 1, 2009 | Jan 19, 2010 | 49 | Firm change | Other |