DFX Intelligence

A•• L••••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor29 years in industry

A•• L••••• B••••

Advisor at B•••• F••••••••• L••

WESTMINSTER, CO

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Search this name across graphsid dfx:ria:54de364b-4b68-1996-999b-0922e9811111

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: May 23, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••• F••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Mar 1, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•••• F••••••••• L••	State registered	Jan 1, 2026	n/a	yes	WESTMINSTER, CO	Current employment
F••••••• W••••• A•••••••• L••	Independent wealth	Aug 17, 2023	Feb 14, 2025	no	BROOMFIELD, CO\|CHICAGO, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••• W••••• A•••••••• L••	B•••• F••••••••• L••	Feb 14, 2025	Jan 1, 2026	321	Firm change	RIA to state RIA
B•••• F••••••••• L••	F••••••• W••••• A•••••••• L••	Jan 31, 2024	Aug 17, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
286324:169613:CO:2024-01-31	Jan 31, 2024	Aug 17, 2023	WESTMINSTER, CO	Firm change after gap

Relationships

Registered with (2)

→ B•••• F••••••••• L••Registered adviserregistration: previous registration
May 23, 2018 to Jan 31, 2024factForm ADV
→ F••••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Aug 17, 2023 to Feb 14, 2025factForm ADV

Dated events

Occurred
Feb 14, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 31, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:54de364b-4b68-1996-999b-0922e9811111
First observed: May 23, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.