DFX Intelligence

R••• W••••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

R••• W••••••• S•••••

Advisor at B••••••••• W••••• M••••••••• L•••••

NEW ORLEANS, LA

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Search this name across graphsid dfx:ria:54f0e460-c226-8eaa-c304-b35960127880

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 16, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••••••• W••••• M••••••••• L•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••••••• W••••• M••••••••• L•••••	Independent wealth	Jul 24, 2025	n/a	yes	NEW ORLEANS, LA	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Oct 8, 2020	Jul 14, 2021	no	NEW ORLEANS, LA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	B••••••••• W••••• M••••••••• L•••••	Jul 14, 2021	Jul 24, 2025	1,471	Firm change after gap	Ibd to new firm
M••••• S••••••	C••••• I••••••••• A••••••• L••	May 28, 2020	Oct 8, 2020

Relationships

Registered with (3)

→ B••••••••• W••••• M••••••••• L•••••Registered adviserregistration: current employment
Jul 24, 2025 to presentfactForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Oct 8, 2020 to Jul 14, 2021factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 16, 2016 to May 28, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:54f0e460-c226-8eaa-c304-b35960127880
First observed: Jun 16, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.