DFX Intelligence
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Reading the graph
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Advisor at W•••• T••• F•••••••• L•••
ST PAUL, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W•••• T••• F•••••••• L••• | State registered | Sep 24, 2025 | n/a | yes | ST PAUL, MN | Current employment |
| O••••• I••••••••• A••••••• L•• | Independent wealth | Nov 2, 2021 | Mar 10, 2023 | no | SARASOTA, FL|ST PAUL, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| O••••• I••••••••• A••••••• L•• | W•••• T••• F•••••••• L••• | Mar 10, 2023 | Sep 24, 2025 | 929 | Firm change after gap | RIA to state RIA |
| Q•••••• A•••• M••••••••• I••• | O••••• I••••••••• A••••••• L•• | Jan 25, 2019 | Nov 2, 2021 |
| Q•••••• A•••• M••••••••• I••• | Former SEC adviser | Jun 30, 2017 | Jan 25, 2019 | no | ST LOUIS PARK, MN|MINNEAPOLIS, MN|MINNETONKA, MN | Previous registration |
| 1,012 |
| Firm change after gap |
| Ibd to new firm |