DFX Intelligence

A••••• R••••• R••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

A••••• R••••• R••••

Advisor at V•••••• W••••• M••••••••• L••

Mt. Pleasant, SC

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Search this name across graphsid dfx:ria:55038494-0725-1b66-6698-7e54e2c4b79c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 20, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V•••••• W••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jun 4, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V•••••• W••••• M••••••••• L••	State registered	Jan 5, 2019	n/a	yes	Mt. Pleasant, SC	Current employment
V•••••• W••••• M••••••••• L••	State registered	Jan 25, 2018	Dec 31, 2018	no	CHARLESTON, SC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R••••• I••••••••• A•••••••• I••	V•••••• W••••• M••••••••• L••	May 4, 2018	Jan 25, 2018	-99	Firm change after gap	RIA to state RIA
V••• F•••••••• A•••••••• I•••	R••••• I••••••••• A•••••••• I••	May 25, 2017	Sep 27, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
134952:289046:DE:2018-05-04	May 4, 2018	Jan 25, 2018	WILMINGTON, DE	Firm change after gap

Relationships

Registered with (4)

→ V•••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 25, 2018 to Dec 31, 2018factForm ADV
→ R••••• I••••••••• A•••••••• I••Registered adviserregistration: previous registration
Sep 27, 2017 to May 4, 2018factForm ADV
→ V••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Feb 28, 2013 to May 25, 2017factForm ADV
→ S••••••• F•••••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:55038494-0725-1b66-6698-7e54e2c4b79c
First observed: May 20, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.