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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

ALEX WILLIAM HELMS

Advisor at IHT WEALTH MANAGEMENT LLC

CHICAGO, IL | Oak Brook, IL

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Search this name across graphsid dfx:ria:550853e2-362d-ed7f-59b3-58d9bf39087d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Oct 25, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: IHT WEALTH MANAGEMENT LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Jul 21, 2016
First registration: Oct 25, 2017
Dual registered: yes, broker-dealer
Other names: Alex William Helms|Alex Helms
IAPD individual key: 6579380

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
IHT WEALTH MANAGEMENT LLC	Bd affiliated wealth	Feb 12, 2021	n/a	yes	Oak Brook, IL\|CHICAGO, IL	Current employment
WELLS FARGO ADVISORS	Wirehouse	Jul 9, 2019	Nov 10, 2020	no	NAPERVILLE, IL\|OAK BROOK, IL	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	May 13, 2019	Jun 26, 2019	no	WILMETTE, IL	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Nov 19, 2018	Apr 22, 2019	no	Chicago, IL	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 13, 2018	Oct 10, 2018	no	BOSTON, MA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Oct 25, 2017	Jul 13, 2018	no	NAPERVILLE, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	IHT WEALTH MANAGEMENT LLC	Nov 10, 2020	Feb 12, 2021	94	Firm change	Wirehouse to RIA
J.P. MORGAN SECURITIES LLC	WELLS FARGO ADVISORS	Jun 26, 2019	Jul 9, 2019	13	Firm change	Wirehouse to wirehouse
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	J.P. MORGAN SECURITIES LLC	Apr 22, 2019	May 13, 2019	21	Firm change	Other
FIDELITY PERSONAL AND WORKPLACE ADVISORS	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	Oct 10, 2018	Nov 19, 2018	40	Firm change	Other
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 13, 2018	Jul 13, 2018	0	Bulk transfer	Ibd to new firm

Relationships

Registered with (6)

→ IHT WEALTH MANAGEMENT LLCRegistered adviserregistration: current employment
Feb 12, 2021 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 9, 2019 to Nov 10, 2020factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
May 13, 2019 to Jun 26, 2019factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Nov 19, 2018 to Apr 22, 2019factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 13, 2018 to Oct 10, 2018factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Oct 25, 2017 to Jul 13, 2018factForm ADV

Dated events

No dated event names this entity yet.