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T••••• B•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)34 years in industry

T••••• B•••••••••

Advisor at C••••• I••••••••• A••••••• L••

••• Locked

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 23, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 2, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Mar 21, 2024	n/a	yes	ORLAND PARK, IL\|Chicago, IL\|Oak Brook, IL	Current employment
O••• W••••• M••••••••• G••••	Former SEC adviser	Nov 22, 2016	Mar 4, 2019	no	Orland Park, IL\|LISLE, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O••• W••••• M••••••••• G••••	C••••• I••••••••• A••••••• L••	Mar 4, 2019	Mar 21, 2024	1,844	Firm change after gap	RIA to ibd
M•• F•••••••• S•••••••• I•••	O••• W••••• M••••••••• G••••	Nov 10, 2016	Nov 22, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
176525:105644:IL:2019-03-04	Mar 4, 2019	Mar 21, 2024	LISLE, IL	Firm change after gap
14251:176525:IL:2016-11-10	Nov 10, 2016	Nov 22, 2016	ORLAND PARK, IL	Firm change

Relationships

Registered with (3)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Mar 21, 2024 to presentfactForm ADV
→ O••• W••••• M••••••••• G••••Registered adviserregistration: previous registration
Nov 22, 2016 to Mar 4, 2019factForm ADV
→ M•• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Mar 23, 2001 to Nov 10, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 23, 2001
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.