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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

OPUS WEALTH MANAGEMENT GROUP

OPUS WEALTH PARTNERS, LLC, CRD 176525

LISLE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8454fecf-100a-4e3d-5fd0-41823d3e11f6

Data as of Apr 20, 2020 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 30
Dated events: 3
On other graphs: 0
Observed: Apr 10, 2015 to Apr 20, 2020
29 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $246MItem 5.F on the latest filing (2020-04-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $246M
Private client RAUM: $246MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8
Advisory employees: 6
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1,086
Individual clients: 598
High net worth clients: 72
Custody, client assets: $31.5M
SEC number: 801-93175
CRD: 176525
Filings on the tape: 29
First filed: Apr 10, 2015
Latest filed: Apr 20, 2020
Organised: Limited Liability Company, Illinois

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HARPER, JEFFERY, BRIAN	CHIEF COMPLIANCE OFFICER	Na	yes	04/2015	Apr 10, 2015	Apr 20, 2020
LEVEL FOUR ADVISORY SERVICES	Owner	E	yes	04/2020	Apr 14, 2020	Apr 20, 2020
LEVEL FOUR GROUP, LLC	Owner	E	yes	05/2015	Apr 17, 2020	Apr 20, 2020

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
LEVEL FOUR ADVISORY SERVICES, LLC	n/a	Bd affiliated wealth	$6.5B	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Chocowinity	Nc	United States	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Apr 1, 2020	$246M	$246M	8	6	1	n/a	n/a
2018	Mar 11, 2019	$358M	$358M	12	8	1	n/a	n/a
2017	Mar 6, 2018	$347M	$347M	23	20	1	n/a	n/a
2016	Feb 14, 2017	$217M	$217M	25	21	n/a	n/a	n/a
2015	Feb 8, 2016	$208M	$148M	11	8	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$246M	$358M	-31.2%	$217M	4.3%	8	12	1	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
LEVEL FOUR ADVISORY SERVICES	4	Apr 8, 2020	Apr 3, 2020	LISLE, IL	Firm absorbed	RIA to ibd	80.0%
CETERA INVESTMENT ADVISERS LLC	8	Mar 4, 2019	Mar 21, 2024	ORLAND PARK, IL	Firm absorbed	RIA to ibd	50.0%
LPL FINANCIAL LLC	2	Mar 13, 2018	Feb 28, 2018	LISLE, IL	Team lift out	RIA to RIA	11.1%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
MSI FINANCIAL SERVICES, INC.	2	Nov 10, 2016	Dec 13, 2016	ORLAND PARK, IL	Team lift out	Other	0.1%
FSC SECURITIES CORPORATION	7	May 2, 2016	May 2, 2016	ORLAND PARK, IL	Team lift out	Other	1.3%
MSI FINANCIAL SERVICES, INC.	6	May 5, 2015	May 13, 2015	DOWNERS GROVE, IL	Team lift out	Other	0.3%

Relationships

Affiliated with (1)

→ LEVEL FOUR ADVISORY SERVICESRegistered adviserother investment adviser, control, common control
factForm ADV

Controls (3)

← LEVEL FOUR ADVISORY SERVICESOwnerOWNER, ownership code E, domestic entity
Apr 14, 2020 to presentfactForm ADV
← HARPER, JEFFERY, BRIANOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Apr 10, 2015 to presentfactForm ADV
← LEVEL FOUR GROUP, LLCOwnerOWNER, ownership code E, domestic entity
Apr 17, 2020 to presentfactForm ADV

Moved with (5)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviser8 advisors, firm absorbed, same day
Mar 4, 2019 to Mar 21, 2024factForm ADV
→ LEVEL FOUR ADVISORY SERVICESRegistered adviser4 advisors, firm absorbed, same day
Apr 8, 2020 to Apr 3, 2020factForm ADV
→ LPL FINANCIAL LLCRegistered adviser2 advisors, team lift out, same day
Mar 13, 2018 to Feb 28, 2018factForm ADV
← MSI FINANCIAL SERVICES, INC.Registered adviser2 advisors, team lift out, same day
Nov 10, 2016 to Dec 13, 2016factForm ADV
← FSC SECURITIES CORPORATIONRegistered adviser7 advisors, team lift out, same day
May 2, 2016 to May 2, 2016factForm ADV

Registered with (20)

← JEFFERY BRIAN HARPERAdvisorregistration: previous registration
May 11, 2015 to Dec 10, 2020factForm ADV
← JEFFERY ALLEN GRECUAdvisorregistration: previous registration
May 8, 2015 to Apr 8, 2020factForm ADV
← KYLE BROOKES MCBROOMAdvisorregistration: previous registration
May 13, 2015 to Apr 8, 2020factForm ADV
← CHARLES WESLEY BAIERAdvisorregistration: previous registration
May 8, 2015 to Apr 8, 2020factForm ADV
← KYLE DONALD HARPERAdvisorregistration: previous registration
May 8, 2015 to Apr 8, 2020factForm ADV
← RAYMOND ALAGAO VELASCOAdvisorregistration: previous registration
Dec 13, 2016 to Jun 25, 2019factForm ADV
← DOUGLAS SCOTT KLIMAHAdvisorregistration: previous registration
Apr 29, 2016 to May 28, 2019factForm ADV
← THOMAS BORSELLINOAdvisorregistration: previous registration
Nov 22, 2016 to Mar 4, 2019factForm ADV
← THOMAS WILLIAM BURTONAdvisorregistration: previous registration
May 2, 2016 to Mar 4, 2019factForm ADV
← ERIC PETER BURTONAdvisorregistration: previous registration
May 2, 2016 to Mar 4, 2019factForm ADV
← RONALD LEONARD WHITTINGHAMAdvisorregistration: previous registration
Apr 29, 2016 to Mar 4, 2019factForm ADV
← BRIAN JOHN HACKERAdvisorregistration: previous registration
Oct 6, 2017 to Mar 4, 2019factForm ADV
← DANIELLE MARIE BURTONAdvisorregistration: previous registration
Apr 29, 2016 to Mar 4, 2019factForm ADV
← VANESSA ALDAPEAdvisorregistration: previous registration
Dec 13, 2016 to Mar 4, 2019factForm ADV
← Lori Whittingham DerbyAdvisorregistration: previous registration
Apr 29, 2016 to Mar 4, 2019factForm ADV
← REID THOMAS BURTONAdvisorregistration: previous registration
Dec 4, 2018 to Mar 4, 2019factForm ADV
← DENIS JEFFREY CONLONAdvisorregistration: previous registration
Apr 29, 2016 to Aug 2, 2018factForm ADV
← PETER M WILMOTAdvisorregistration: previous registration
May 13, 2015 to Mar 13, 2018factForm ADV
← STEPHEN M. POTTSAdvisorregistration: previous registration
May 8, 2015 to Mar 13, 2018factForm ADV
← Jacob NydamAdvisorregistration: previous registration
Apr 29, 2016 to Sep 5, 2017factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Apr 1, 2020
Regulatory AUM changed
Opus Wealth Management Group reported RAUM $246.2M, down 31% from $357.9M (2019-05-24 to 2020-04-01)
Form ADVobserved 4 days ago
$-112M
Occurred
Apr 10, 2015
First Form ADV filing
Opus Wealth Management Group filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Show 1 bookkeeping events

Occurred
Mar 11, 2019
Opus Wealth Management Group reported 8 state-registered advisory representatives, down from 20 (2018-12-26 to 2019-03-11)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8454fecf-100a-4e3d-5fd0-41823d3e11f6
First observed: Apr 10, 2015
Last observed: Apr 20, 2020 78 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

OPUS WEALTH MANAGEMENT GROUP

OPUS WEALTH PARTNERS, LLC, CRD 176525

LISLE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8454fecf-100a-4e3d-5fd0-41823d3e11f6

Data as of Apr 20, 2020 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:12 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HARPER, JEFFERY, BRIAN

CHIEF COMPLIANCE OFFICER

yes

04/2015

Apr 10, 2015

Apr 20, 2020

LEVEL FOUR ADVISORY SERVICES

Owner

yes

04/2020

Apr 14, 2020

Apr 20, 2020

LEVEL FOUR GROUP, LLC

Owner

yes

05/2015

Apr 17, 2020

Apr 20, 2020

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

LEVEL FOUR ADVISORY SERVICES, LLC

n/a

Bd affiliated wealth

$6.5B

yes

n/a

City

State

Country

Employees

Also broker-dealer

Chocowinity

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Apr 1, 2020

$246M

n/a

2018

Mar 11, 2019

$358M

n/a

2017

Mar 6, 2018

$347M

n/a

2016

Feb 14, 2017

$217M

n/a

2015

Feb 8, 2016

$208M

$148M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$246M

$358M

-31.2%

$217M

4.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

LEVEL FOUR ADVISORY SERVICES

Apr 8, 2020

Apr 3, 2020

LISLE, IL

Firm absorbed

RIA to ibd

80.0%

CETERA INVESTMENT ADVISERS LLC

Mar 4, 2019

Mar 21, 2024

ORLAND PARK, IL

Firm absorbed

RIA to ibd

50.0%

LPL FINANCIAL LLC

Mar 13, 2018

Feb 28, 2018

LISLE, IL

Team lift out

RIA to RIA

11.1%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

MSI FINANCIAL SERVICES, INC.

Nov 10, 2016

Dec 13, 2016

ORLAND PARK, IL

Team lift out

Other

0.1%

FSC SECURITIES CORPORATION

May 2, 2016

ORLAND PARK, IL

Team lift out

Other

1.3%

MSI FINANCIAL SERVICES, INC.

May 5, 2015

May 13, 2015

DOWNERS GROVE, IL

Team lift out

Other

0.3%