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RIA / WealthAdvisor28 years in industry

BERNARD KARL SEMON

Advisor at ONESEVEN

BEACHWOOD, OH | El Paso, TX

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Search this name across graphsid dfx:ria:5517ae58-9eff-0b50-1e41-1406cb44dda4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 4, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ONESEVEN
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 3, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Sep 3, 1998
First registration: Sep 4, 1998
Dual registered: no
Other names: BERNARD SEMON
IAPD individual key: 2129512

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Oneseven	Independent wealth	Apr 3, 2024	n/a	yes	BEACHWOOD, OH\|El Paso, TX	Current employment
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Aug 7, 2015	Apr 3, 2024	no	EL PASO, TX	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Aug 20, 2015	no	El Paso, TX	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Jun 1, 2009	no	EL PASO, TX	Previous registration
MORGAN STANLEY DW INC.	n/a	Sep 4, 1998	Apr 2, 2007	no	EL PASO, TX\|EL PASO, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES & ASSOCIATES, INC.	Oneseven	Apr 3, 2024	Apr 3, 2024	0	Firm change	Ibd to RIA
MORGAN STANLEY	RAYMOND JAMES & ASSOCIATES, INC.	Aug 20, 2015	Aug 7, 2015	-13	Firm change	Wirehouse to ibd
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other

Relationships

Registered with (5)

→ ONESEVENRegistered adviserregistration: current employment
Apr 3, 2024 to presentfactForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Aug 7, 2015 to Apr 3, 2024factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Aug 20, 2015factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Jun 1, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Sep 4, 1998 to Apr 2, 2007factForm ADV

Dated events

Occurred
Apr 3, 2024
Advisor changed firm
Bernard Karl Semon left Raymond James & Associates, Inc. for Oneseven (registered 2024-04-03)
Form ADVobserved 5 days ago