This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$2.1MItem 5.F on the latest filing (2017-04-03); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$2.1M

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Private client share

0%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

3

Advisory employees

1

Accounts

1

Private funds

1Schedule D 7.B(1)

Private fund GAV

$2.1Mgross asset value as reported per fund; never fund size

SEC number

801-81176

CRD

173603

Filings on the tape

3

First filed

Mar 17, 2015

Latest filed

Apr 3, 2017

Organised

Limited Liability Company

• Occurred

  Mar 17, 2015
  First Form ADV filing

  Zafiro Capital filed its initial SEC registration (Form ADV)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:552d03e8-292e-109d-dfb1-4b3faade1789

First observed

Mar 17, 2015

Last observed

Apr 3, 2017 115 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.