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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

JOEL MICHAEL GREENBERG

Advisor at LPL ENTERPRISE, LLC

NORTH BETHESDA, MD

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Search this name across graphsid dfx:ria:552def45-4d74-2ff0-2497-b41e61462f4b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 25, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL ENTERPRISE, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 29, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jun 29, 2011
First registration: Jul 25, 2011
Dual registered: yes, broker-dealer
IAPD individual key: 5881957

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL ENTERPRISE, LLC	Bd affiliated wealth	Nov 14, 2024	n/a	yes	NORTH BETHESDA, MD	Current employment
PRUCO SECURITIES, LLC	No RAUM reported	Jun 23, 2014	Nov 14, 2024	no	North Bethesda, MD\|Columbia, MD\|North Bethesda, MD	Previous registration
EAGLE STRATEGIES LLC	Bd affiliated wealth	Apr 11, 2013	Jun 9, 2014	no	BETHESDA, MD	Previous registration
SECURIAN FINANCIAL SERVICES, INC.	Former SEC adviser	Jul 25, 2011	Oct 18, 2012	no	ROCKVILLE, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRUCO SECURITIES, LLC	LPL ENTERPRISE, LLC	Nov 14, 2024	Nov 14, 2024	0	Bulk transfer	Ibd to new firm
EAGLE STRATEGIES LLC	PRUCO SECURITIES, LLC	Jun 9, 2014	Jun 23, 2014	14	Firm change	Other
SECURIAN FINANCIAL SERVICES, INC.	EAGLE STRATEGIES LLC	Oct 18, 2012	Apr 11, 2013	175	Firm change	Other

Relationships

Registered with (4)

→ LPL ENTERPRISE, LLCRegistered adviserregistration: current employment
Nov 14, 2024 to presentfactForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Jun 23, 2014 to Nov 14, 2024factForm ADV
→ EAGLE STRATEGIES LLCRegistered adviserregistration: previous registration
Apr 11, 2013 to Jun 9, 2014factForm ADV
→ SECURIAN FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jul 25, 2011 to Oct 18, 2012factForm ADV

Dated events

No dated event names this entity yet.