DFX Intelligence

A•••••• S••••••••• I••• T•••••• N•••• K•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

A•••••• S••••••••• I••• T•••••• N•••• K•••••••

A•••••• S•••••••••, INC., CRD 7726

LIBERTY LAKE, WA

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Search this name across graphsid dfx:ria:553186bc-bf1c-6398-838f-6dc248ef70e9

Data as of Sep 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 4
On other graphs: 0
Observed: Mar 18, 2021 to Sep 11, 2026
15 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=true related_bank=false bd_reps=5.0
Regulatory AUM: $300M••• Locked
Discretionary RAUM: $235M
Private client RAUM: $298Mderived••• Locked
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $50.0Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
P••• D•••••• K•••••••	n/a	LIBERTY LAKE, WA	18	40	n/a	yes
J••• G•••• W•••••••	n/a	LIBERTY LAKE, WA	18	37

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
K•••••••• P••• D••••••	TREASURER CEO CO-CCO CFO	D	yes	10/2000	Mar 18, 2021	Mar 7, 2024
N•••• M•••••• O••••	PRESIDENT CFO CO-CCO	D	yes	12/2004	Mar 18, 2021	Mar 7, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$300M	$227M	32.5%	$142M	28.3%	9	9	0	0

Relationships

Registered with (7)

← C••••• M• A•••••••Advisorregistration: current employment
Feb 3, 2026 to presentfactForm ADV
← C•••••• W•••••• K•••••••Advisorregistration: current employment
Nov 11, 2021 to presentfactForm ADV
← S•••••••• M•••• B••••Advisorregistration: current employment
Nov 15, 2016 to presentfactForm ADV
← J•••••• M•••• N•••••

Dated events

3 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 18, 2021
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Show 3 bookkeeping events

Occurred
Sep 16, 2026
••• Locked
Occurred
Sep 16, 2026
••• Locked
Occurred
Sep 16, 2026
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:553186bc-bf1c-6398-838f-6dc248ef70e9
First observed: Mar 18, 2021
Last observed: Sep 11, 2026 12 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.