DFX Intelligence

R••• D•••••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor24 years in industry

R••• D•••••• M••••

Advisor at J••••• S•••• P•••••••• M••••••••• L••

POINT PLEASANT, NJ

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Search this name across graphsid dfx:ria:55381052-1228-d43c-2184-731877c90b9f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Dec 1, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••••• S•••• P•••••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jul 27, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••••• S•••• P•••••••• M••••••••• L••	State registered	Oct 26, 2012	n/a	yes	POINT PLEASANT, NJ	Current employment
B••••••••• L••	Former SEC adviser	Dec 1, 2008	Aug 14, 2012	no	NEWBURY PARK, CA\|EATONTOWN, NJ\|WAKE FOREST, NC\|LOCH ARBOUR, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••••• L••	J••••• S•••• P•••••••• M••••••••• L••	Aug 14, 2012	Oct 26, 2012	73	Firm change	Other

Relationships

Registered with (2)

→ J••••• S•••• P•••••••• M••••••••• L••Registered adviserregistration: current employment
Oct 26, 2012 to presentfactForm ADV
→ B••••••••• L••Registered adviserregistration: previous registration
Dec 1, 2008 to Aug 14, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:55381052-1228-d43c-2184-731877c90b9f
First observed: Dec 1, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.