DFX Intelligence

C••• E••••• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst10 years in industry

C••• E••••• D•••••

Advisor at I•••••• W••••• S••••••••• L••

San Ramon, CA

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Search this name across graphsid dfx:ria:553c92ad-7abf-444d-12b0-dac4b13082f2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 16, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•••••• W••••• S••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•••••• W••••• S••••••••• L••	Independent wealth	Apr 27, 2018	n/a	yes	San Ramon, CA	Current employment
O•••• F•• I•••	Former SEC adviser	May 16, 2016	May 9, 2018	no	HOUSTON, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• F•• I•••	I•••••• W••••• S••••••••• L••	May 9, 2018	Apr 27, 2018	-12	Firm change	Ibd to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
3978:293644:TX:2018-05-02	May 9, 2018	Apr 27, 2018	HOUSTON, TX	Firm change

Relationships

Registered with (2)

→ I•••••• W••••• S••••••••• L••Registered adviserregistration: current employment
Apr 27, 2018 to presentfactForm ADV
→ O•••• F•• I•••Registered adviserregistration: previous registration
May 16, 2016 to May 9, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:553c92ad-7abf-444d-12b0-dac4b13082f2
First observed: May 16, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.