DFX Intelligence

B•••••• N••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)23 years in industry

B•••••• N••• B••••

Advisor at L•• F•••••••• L••

GREENWOOD VILLAGE, CO | DENVER, CO

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Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Oct 28, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 24, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Feb 27, 2013	n/a	yes	GREENWOOD VILLAGE, CO\|DENVER, CO	Current employment
P••••••••• F•••••••• A•••••••	n/a	Apr 27, 2017	Jul 29, 2020	no	GREENWOOD VILLAGE, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••••• F•••••••• A•••••••	n/a	Jul 29, 2020	n/a	n/a	Departure no registered destination	Departure
C••••••••• I••••••••• M••••••••• L••	L•• F•••••••• L••	Oct 12, 2011	Feb 27, 2013	504

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: previous registration
Oct 28, 2004 to Apr 25, 2008factForm ADV
→ P••••••••• F•••••••• A•••••••Registered adviserregistration: previous registration
Apr 27, 2017 to Jul 29, 2020factForm ADV
→ C••••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 6, 2010 to Oct 12, 2011factForm ADV
→ C•••••• C•••••••••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 28, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.