DFX Intelligence

D•••••••• L•• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner21 years in industry

D•••••••• L•• W•••••••

Advisor at B•••••• W•••••••• L••

ALEXANDER CITY, AL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 9:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 2, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••• W•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••• W•••••••• L••	Independent wealth	Mar 9, 2023	n/a	yes	ALEXANDER CITY, AL	Current employment
T•• A••••• G••••• L••	Independent wealth	Jun 15, 2021	May 1, 2023	no	Homewood, AL\|VIRGINIA BEACH, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• A••••• G••••• L••	B•••••• W•••••••• L••	May 1, 2023	Mar 9, 2023	-53	Firm change after gap	RIA to RIA
A••••••• A••••••• S•••••••	T•• A••••• G••••• L••	Sep 9, 2021	Jun 15, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
14869:314424:AL:2021-09-09	Sep 9, 2021	Jun 15, 2021	HOMEWOOD, AL	Firm change after gap

Relationships

Registered with (3)

→ B•••••• W•••••••• L••Registered adviserregistration: current employment
Mar 9, 2023 to presentfactForm ADV
→ T•• A••••• G••••• L••Registered adviserregistration: previous registration
Jun 15, 2021 to May 1, 2023factForm ADV
→ A••••••• A••••••• S•••••••Registered adviserregistration: previous registration
Jan 2, 2018 to Sep 9, 2021factForm ADV

Dated events

Order

Occurred
1 May 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 2, 2018
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.