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AMERITAS INVESTMENT COMPANY, LLC, CRD 14869
LINCOLN, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| AMERITAS HOLDING COMPANY | Owner | E | yes | 01/1999 | Mar 30, 2012 | Oct 28, 2021 |
| AMERITAS LIFE INSURANCE CORP. | BENEFICIAL OWNER | E | yes | 10/2006 | Mar 30, 2012 | Oct 28, 2021 |
| AMERITAS MUTUAL HOLDING COMPANY | Owner | E | yes | 01/1999 | May 18, 2012 | Oct 28, 2021 |
| BEASLEY, RYAN CHARLES | MEMBER BOARD OF DIRECTORS | Na | yes | 12/2019 | Mar 10, 2017 | Oct 28, 2021 |
| GROSSER, CONNIE SUE | VICE PRESIDENT - WEALTH MANAGEMENT & INVESTMENT SERVICES | Na | yes | 12/2018 | Mar 30, 2012 | Oct 28, 2021 |
| KINSELLA, MATTHEW JOHN | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | Na | yes | 10/2020 | Oct 21, 2020 | Oct 28, 2021 |
| KORTE, BRENT FRAZIER | MEMBER BOARD OF DIRECTORS | Na | yes | 04/2017 | Dec 6, 2017 | Oct 28, 2021 |
| NAGENGAST, HEATHER JILL | President | Na | yes | 08/2021 | Mar 28, 2014 | Oct 28, 2021 |
| NEIGHBORS, CHRISTINE MILLER | CORPORATE SECRETARY | Na | yes | 12/2019 | Dec 12, 2019 | Oct 28, 2021 |
| SHERFFIUS, MARIA ELIZABETH | SECOND VICE PRESIDENT - COMPLIANCE OFFICER | Na | yes | 07/2006 | Mar 30, 2012 | Oct 28, 2021 |
| WILKINSON, SUSAN KAY | MEMBER BOARD OF DIRECTORS | Na | yes | 09/2020 | Oct 21, 2020 | Oct 28, 2021 |
| HERBERT, GERALD QUINTIN | FINANCIAL AND OPERATIONS PRINCIPAL | Na | no | 10/2018 | Mar 10, 2017 | Oct 28, 2021 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| AMERITAS INVESTMENT PARTNERS, INC. | n/a | Institutional manager | $29B | N | yes | n/a |
| AMERITAS LIFE INSURANCE CORP OF NEW YORK | n/a | n/a | n/a | N | yes | n/a |
| AMERITAS LIFE INSURANCE CORP. | n/a | n/a | n/a | Y | yes | n/a |
| VARIABLE CONTRACT AGENCY, LLC | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| SAN RAMON | CA | United States | 21 | yes |
| OVERLAND PARK | Ks | United States | 18 | yes |
| Cincinnati | Oh | United States | 13 | yes |
| Perrysburg | Oh | United States | 13 | yes |
| Melville | NY | United States | 12 | yes |
| Homewood | Al | United States | 10 | yes |
| Lincoln | Ne | United States | 10 | yes |
| SAN FRANCISCO | CA | United States | 9 | yes |
| Lincoln | Ne | United States | 8 | yes |
| Omaha | Ne | United States | 8 | yes |
| Dallas | TX | United States | 8 | yes |
| Wayne | Pa | United States | 7 | yes |
| Folsom | CA | United States | 6 | yes |
| BOCA RATON | FL | United States | 6 | yes |
| Pittsburgh | Pa | United States | 6 | yes |
| VIRGINIA BEACH | Va | United States | 6 | yes |
| Flagstaff | Az | United States | 5 | yes |
| SAN JOSE | CA | United States | 5 | yes |
| Carmel | In | United States | 5 | yes |
| Chesterfield | Mo | United States | 5 | yes |
| Greensboro | Nc | United States | 5 | yes |
| Worthington | Oh | United States | 5 | yes |
| Memphis | Tn | United States | 5 | yes |
| Fremont | Ne | United States | 4 | yes |
| Indiana | Pa | United States | 4 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2020 | Mar 30, 2021 | $7.8B | $3.1B | 611 | 517 | 243 | n/a | n/a |
| 2019 | Mar 31, 2020 | $9.3B | $2.1B | 604 | 513 | 243 | n/a | n/a |
| 2018 | Mar 30, 2019 | $5.2B | $1.1B | 626 | 519 | 305 | n/a | n/a |
| 2017 | Mar 29, 2018 | $4.3B | $382M | 675 | 603 | 305 | n/a | n/a |
| 2016 | Mar 10, 2017 | $3.1B | $211M | 681 | 629 | n/a | n/a | n/a |
| 2015 | Mar 30, 2016 | $2.3B | $116M | 758 | 685 | n/a | n/a | n/a |
| 2014 | Mar 27, 2015 | $3.0B | $538M | 797 | 715 | n/a | n/a | n/a |
| 2013 | Mar 28, 2014 | $2.9B | $479M | 793 | 704 | n/a | n/a | n/a |
| 2012 | Mar 28, 2013 | $2.3B | $283M | 770 | 683 | n/a | n/a | n/a |
| 2011 | Mar 30, 2012 | $1.9B | $272M | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2020 | $7.8B | $9.3B | -16.2% | $4.3B | 21.7% | 611 | 604 | 243 | 243 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| THE ASCENT GROUP, LLC | 5 | Nov 5, 2021 | Jun 21, 2021 | FREEPORT, NY | Team lift out | Ibd to RIA | 45.5% |
| THE ASCENT GROUP, LLC | 2 | Nov 5, 2021 | May 14, 2021 | WAYNE, PA | Team lift out | Ibd to RIA | 18.2% |
| THE ASCENT GROUP, LLC | 2 | Sep 9, 2021 | Jun 15, 2021 | HOMEWOOD, AL | Team lift out | Ibd to RIA | 1.9% |
| THE ASCENT GROUP, LLC | 6 | Jun 7, 2021 | Jun 10, 2021 | FREEPORT, NY | Team lift out | Ibd to new firm | 5.7% |
| LION STREET ADVISORS, LLC | 2 | May 17, 2021 | May 7, 2021 | GLENDALE, AZ | Team lift out | Ibd to ibd | 1.9% |
| CORECAP ADVISORS | 5 | Nov 4, 2019 | Dec 5, 2019 | GREENSBORO, GA | Team lift out | Ibd to ibd | 4.5% |
| PIPER SANDLER & CO. | 2 | Sep 9, 2019 | Sep 9, 2019 | LINCOLN, NE | Team lift out | Other | 1.7% |
| GWN SECURITIES INC. | 2 | Aug 20, 2019 | Aug 23, 2019 | GREENSBORO, GA | Team lift out | Ibd to ibd | 1.7% |
| 20/20 CAPITAL MANAGEMENT, INC | 3 | Aug 9, 2019 | Mar 19, 2019 | LINCOLN, NE | Team lift out | Ibd to RIA | 2.5% |
| GWN SECURITIES INC. | 2 | Aug 5, 2019 | Aug 6, 2019 | COLORADO SPRINGS, CO | Team lift out | Ibd to ibd | 1.6% |
| LION STREET ADVISORS, LLC | 3 | Aug 2, 2019 | Aug 1, 2019 | SAN RAMON, CA | Team lift out | Ibd to ibd | 2.4% |
| LPL FINANCIAL LLC | 2 | Jul 3, 2019 | Jun 27, 2019 | GREENSBORO, GA | Team lift out | Ibd to RIA | 1.5% |
| INSIGHT FINANCIAL SERVICES | 2 | Jun 18, 2019 | Jun 3, 2019 | LINCOLN, NE | Team lift out | Ibd to RIA | 1.5% |
| MONTZ HARCUS WEALTH MANAGEMENT | 4 | May 15, 2019 | Jul 3, 2019 | GLENDALE, AZ | Team lift out | Ibd to new firm | 2.9% |
| WOODBURY FINANCIAL SERVICES, INC. | 2 | May 2, 2019 | Apr 3, 2019 | DUBOIS, PA | Team lift out | Ibd to ibd | 1.4% |
| ACCEL WEALTH MANAGEMENT | 3 | Mar 21, 2019 | Mar 26, 2019 | LINCOLN, NE | Team lift out | Ibd to RIA | 2.2% |
| 20/20 CAPITAL MANAGEMENT, INC | 6 | Oct 2, 2017 | May 14, 2020 | GLENDALE, AZ | Team lift out | Other | 3.8% |
| 20/20 CAPITAL MANAGEMENT, INC | 2 | Oct 2, 2017 | Jul 22, 2016 | LINCOLN, NE | Team lift out | Other | 1.3% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 4 | Sep 28, 2017 | Nov 14, 2017 | GREENSBORO, GA | Team lift out | Other | 2.5% |
| OSAIC WEALTH, INC. | 2 | Sep 15, 2017 | Aug 18, 2017 | NICHOLASVILLE, KY | Team lift out | Other | 1.2% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| WILCOX FINANCIAL, INC. | 2 | Sep 16, 2024 | Jun 12, 2018 | TOLEDO, OH | Team lift out | Other | 50.0% |
| PRUCO SECURITIES, LLC | 2 | Aug 6, 2021 | Sep 2, 2021 | LOS ANGELES, CA | Team lift out | Ibd to ibd | 0.1% |
| MADISON AVENUE SECURITIES, LLC | 2 | Mar 15, 2018 | Dec 3, 2019 | ATLANTA, GA | Team lift out | Other | 3.0% |
| CAPITAL CHOICE INVESTMENT ADVISERS, INC. | 4 | Jun 27, 2017 | Jun 20, 2017 | ORANGE CITY, FL | Firm absorbed | Other | 100.0% |
| CAPITAL CHOICE INVESTMENT ADVISERS, INC. | 17 | Jun 21, 2017 | Jun 23, 2017 | GREENSBORO, GA | Firm absorbed | Other | 70.8% |
| CAPITAL CHOICE INVESTMENT ADVISERS, INC. | 2 | Jun 21, 2017 | Jun 21, 2017 | CINCINNATI, OH | Team lift out | Other | 8.3% |
| ESI FINANCIAL ADVISORS | 2 | Mar 10, 2016 | May 11, 2016 | SAN DIEGO, CA | Team lift out | Other | 1.2% |