DFX Intelligence

C••••••••• W••••• M••••••••• I••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

C••••••••• W••••• M••••••••• I••

CRD 169169

ATLANTA, GA

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Search this name across graphsid dfx:ria:5544af6a-0583-6d80-8895-0d61fd05fb81

Data as of Mar 4, 2023 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 2
On other graphs: 1
Observed: Sep 25, 2013 to Mar 4, 2023
17 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

C••••••••• W••••• M••••••••• I••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $275M••• Locked
Discretionary RAUM: $275M
Private client RAUM: $265Mderived••• Locked
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••• J••••• P••••••	PRESIDENT & CHIEF COMPLIANCE OFFICER	E	yes	10/2013	Sep 25, 2013	Mar 4, 2023

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$275M	$297M	-7.3%	$229M	6.3%	3	3	0	0

Relationships

Controls (1)

← B••••• J••••• P••••••OwnerPRESIDENT & CHIEF COMPLIANCE OFFICER, ownership code E, individual
Sep 25, 2013 to presentfactForm ADV

Registered with (1)

← J•••• P•••••• B••••Advisorregistration: previous registration
Oct 18, 2013 to Dec 4, 2023factForm ADV

Dated events

Occurred
Dec 4, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Sep 25, 2013
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5544af6a-0583-6d80-8895-0d61fd05fb81
First observed: Sep 25, 2013
Last observed: Mar 4, 2023 43 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.