DFX Intelligence

A•••••• A• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor22 years in industry

A•••••• A• W•••••••

Advisor at F•••••••• C•••••• A•••••••• L••

LOS ANGELES, CA

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Search this name across graphsid dfx:ria:55454e54-a808-1fc2-87df-38ba49238fac

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 22, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••••••• C•••••• A•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jan 20, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••••••• C•••••• A•••••••• L••	State registered	Aug 12, 2025	n/a	yes	LOS ANGELES, CA	Current employment
M••••• S•••••• • C•• L••	n/a	Oct 22, 2007	Jun 2, 2008	no	LOS ANGELES, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S•••••• • C•• L••	F•••••••• C•••••• A•••••••• L••	Jun 2, 2008	Aug 12, 2025	6,280	Firm change after gap	Other

Relationships

Registered with (2)

→ F•••••••• C•••••• A•••••••• L••Registered adviserregistration: current employment
Aug 12, 2025 to presentfactForm ADV
→ M••••• S•••••• • C•• L••Registered adviserregistration: previous registration
Oct 22, 2007 to Jun 2, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:55454e54-a808-1fc2-87df-38ba49238fac
First observed: Oct 22, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.