DFX Intelligence

A••••• W•••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)28 years in industry

A••••• W•••••• S••••

Advisor at M••••• S••••••

Amelia Island, FL

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Search this name across graphsid dfx:ria:5546a4f1-950e-7655-1814-edf8e9b297f0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 26, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Mar 26, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Jan 10, 2022	n/a	yes	Amelia Island, FL	Current employment
W•••• F•••• A•••••••	Wirehouse	Jan 31, 2005	Jan 13, 2022	no	YULEE, FL\|FERNANDINA BEACH, FL\|CALLAHAN, FL\|FERNANDINA BEACH, FL\|JACKSONVILLE, FL\|DALLAS, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	M••••• S••••••	Jan 13, 2022	Jan 10, 2022	-3	Firm change	Wirehouse to wirehouse
U•• F•••••••• S••••••• I•••	W•••• F•••• A•••••••	Jan 13, 2005	Jan 31, 2005

Relationships

Registered with (3)

→ M••••• S••••••Registered adviserregistration: current employment
Jan 10, 2022 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 31, 2005 to Jan 13, 2022factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Mar 26, 1998 to Jan 13, 2005factForm ADV

Dated events

Occurred
Jan 13, 2022
Advisor changed firm
A••••• W•••••• S•••• left W•••• F•••• A••••••• for M••••• S•••••• (registered 2022-01-10)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5546a4f1-950e-7655-1814-edf8e9b297f0
First observed: Mar 26, 1998
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.