DFX Intelligence

K•••• T••••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

K•••• T••••• B••••••

Advisor at N•••••••• I••••••••• A•••••••• I••

Great Falls, MT | SPOKANE, WA

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Search this name across graphsid dfx:ria:5546ecaf-a525-4863-61b5-3f266b4b2230

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 10, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••••• I••••••••• A•••••••• I••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Oct 9, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••••• I••••••••• A•••••••• I••	State registered	Oct 11, 2017	n/a	yes	Great Falls, MT\|SPOKANE, WA\|SPOKANE, WA\|SPOKANE, WA	Current employment
W•••• F•••• A•••••••	Wirehouse	May 6, 2015	Oct 23, 2015	no	GREAT FALLS, MT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	N•••••••• I••••••••• A•••••••• I••	Oct 23, 2015	Oct 11, 2017	719	Firm change after gap	Wirehouse to state RIA
W•••••• • R•••	W•••• F•••• A•••••••	Oct 7, 2013	May 6, 2015

Relationships

Registered with (3)

→ N•••••••• I••••••••• A•••••••• I••Registered adviserregistration: current employment
Oct 11, 2017 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
May 6, 2015 to Oct 23, 2015factForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Oct 10, 2012 to Oct 7, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5546ecaf-a525-4863-61b5-3f266b4b2230
First observed: Oct 10, 2012
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.