DFX Intelligence

S••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

S••••• M••••••••• L••

CRD 163637

BOSTON, MA

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Search this name across graphsid dfx:ria:55482462-4545-6492-ee9b-9697faec775a

Data as of Apr 24, 2013 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 4
On other graphs: 1
Observed: Apr 1, 2013 to Apr 24, 2013
2 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

S••••• M••••••••• L••

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $169M••• Locked
Discretionary RAUM: $169M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S••••• P••••••• L•••••• P••••••••• I••	Venture Capital Fund	$30.2M	Jun 10, 2026	97	Mar 30, 2012	reported	n/a
S••• I• O••••••••• L•	Venture Capital Fund	$15.3M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
M••••••••• J••••••• S••••	CHIEF EXECUTIVE OFFICER AND PRESIDENT	E	yes	07/2000	Apr 1, 2013	Apr 24, 2013
A••••••• S••••• M•••• N••••	CHIEF LEGAL COUNSEL	Na	no	07/2000	Apr 1, 2013	Apr 24, 2013

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S••••• C••••••• I•••	n/a	n/a	n/a	Y	yes	n/a
S••••• P••••••• I• L••	n/a	n/a	n/a	Y	yes	n/a
S••••• P••••••• I•• L••

Relationships

Advises (12)

→ D•••• I•••••••• S•• I•• L••Private fundVenture Capital Fund, ERA
May 5, 2023 to presentfactForm ADV
→ S••••• P••••••• L•••••• P••••••••• I••Private fundVenture Capital Fund, ERA
Mar 30, 2012 to presentfactForm ADV
→ S••••• P••••••• L•••••• P••••••••• I•Private fundVenture Capital Fund, ERA
Mar 30, 2012 to presentfactForm ADV
→ D•••• I•••••••• S•• I• L••

Dated events

Occurred
Jun 10, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$2.1M
Occurred
Jan 30, 2014
Ria registration change
••• Locked
Form ADVobserved today
Occurred
Apr 24, 2013
Ria registration change
••• Locked
Form ADVobserved today
Occurred
Apr 1, 2013
First Form ADV filing

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:55482462-4545-6492-ee9b-9697faec775a
First observed: Apr 1, 2013
Last observed: Apr 24, 2013 163 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.