DFX Intelligence

P••••••• C•• I••••••••• A••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

P••••••• C•• I••••••••• A••••••

P••••••• CO., CRD 126218

GATTINARA, VC

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Search this name across graphsid dfx:ria:55495253-17e3-a277-4cd5-1940eab8c7f1

Data as of Mar 12, 2013 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 0
Observed: Mar 14, 2012 to Mar 12, 2013
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Employees: 1
Advisory employees: 1
SEC number: 801-62053
CRD: 126218
Filings on the tape: 2
First filed

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••• M••••••	PRES-CEO, CHIEF COMPLIANCE OFFICER	E	yes	12/2001	Mar 14, 2012	Mar 12, 2013

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
ALBENGA, SV	n/a	Italy	n/a	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2012	Mar 12, 2013	n/a	n/a	1	1	n/a	n/a	n/a
2011	Mar 14, 2012

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2012	n/a	n/a	n/a	n/a	n/a	1	n/a	n/a	n/a

Relationships

Controls (1)

← B••••••• M••••••OwnerPRES-CEO, CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 14, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:55495253-17e3-a277-4cd5-1940eab8c7f1
First observed: Mar 14, 2012
Last observed: Mar 12, 2013 164 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.