DFX Intelligence

B••••• S•• L•••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)35 years in industry

B••••• S•• L•••

Advisor at P•••••••• A•••••• S•••••••

Urbandale, IA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:554d8e70-ed43-0b25-47b4-061b420a63c9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 10, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••• A•••••• S•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••••• A•••••• S•••••••	Bd affiliated wealth	Apr 26, 2019	n/a	yes	Urbandale, IA	Current employment
P•••••••• S••••••••• I•••	Bd affiliated wealth	Jan 10, 2000	Apr 5, 2019	no	DES MOINES, IA\|DES MOINES, IA\|DES MOINES, IA\|DES MOINES, IA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••••• S••••••••• I•••	P•••••••• A•••••• S•••••••	Apr 5, 2019	Apr 26, 2019	21	Firm change	Ibd to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
1137:297324:IA:2019-04-02	Apr 5, 2019	Apr 26, 2019	DES MOINES, IA	Firm change

Relationships

Registered with (2)

→ P•••••••• A•••••• S•••••••Registered adviserregistration: current employment
Apr 26, 2019 to presentfactForm ADV
→ P•••••••• S••••••••• I•••Registered adviserregistration: previous registration
Jan 10, 2000 to Apr 5, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:554d8e70-ed43-0b25-47b4-061b420a63c9
First observed: Jan 10, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.