DFX Intelligence
Reading the graph
Reading the graph
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Advisor at A••••••••• I•••
CONCORD, CA | POWELL, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••••••••• I••• | Bd affiliated wealth | Jul 25, 2025 | n/a | yes | POWELL, OH|CONCORD, CA | Current employment |
| T•• P•••••• F•••••••• G••••• I••• | Independent wealth | Mar 13, 2017 | Jul 14, 2025 | no | Powell, OH|NASHVILLE, TN |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| T•• P•••••• F•••••••• G••••• I••• | A••••••••• I••• | Jul 14, 2025 | Jul 25, 2025 | 11 | Firm change | RIA to ibd |
| W••••••• I••••••••• A••••••• L•• | T•• P•••••• F•••••••• G••••• I••• | Jan 23, 2019 | Mar 13, 2017 |
| W••••••• I••••••••• A••••••• L•• | State registered | Apr 15, 2016 | Jan 23, 2019 | no | Dublin, OH|PIQUA, OH | Previous registration |
| O•••• P•••••••• S••••••••• L•• | Bd affiliated wealth | Jan 8, 2015 | Dec 4, 2015 | no | POWELL, OH|OMAHA, NE | Previous registration |
| O•••• P•••••••• S••••••••• L•• | Bd affiliated wealth | Apr 21, 1999 | Dec 31, 2014 | no | POWELL, OH | Previous registration |
| -681 |
| Firm change after gap |
| Other |
| O•••• P•••••••• S••••••••• L•• | W••••••• I••••••••• A••••••• L•• | Dec 4, 2015 | Apr 15, 2016 | 133 | Firm change | Other |