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RIA / WealthAdvisordual registered (broker-dealer)41 years in industry

David A. Jaicomo

Advisor at J.P. MORGAN SECURITIES LLC

INDIANAPOLIS, IN

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Search this name across graphsid dfx:ria:555446c8-052b-0c74-e3b3-47b625673e9f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Sep 17, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 28, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Feb 28, 1985
First registration: Sep 17, 1999
Dual registered: yes, broker-dealer
Other names: David Jaicomo|DAVID ANTHONY JAICOMO
IAPD individual key: 1342810

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Dec 20, 2018	n/a	yes	INDIANAPOLIS, IN	Current employment
WOLFRUM AND CO.	Former SEC adviser	Feb 1, 2018	Dec 21, 2018	no	Indianapolis, IN	Previous registration
SANCTUARY ADVISORS, LLC	Bd affiliated wealth	Aug 11, 2015	Jan 4, 2018	no	CHICAGO, IL	Previous registration
DAVID A. NOYES & COMPANY	Former SEC adviser	Apr 21, 2014	Aug 11, 2015	no	INDIANAPOLIS, IN\|INDIANAPOLIS, IN	Previous registration
RBC CAPITAL MARKETS, LLC	National bd RIA	Mar 31, 2008	May 8, 2014	no	INDIANAPOLIS, IN	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Sep 17, 1999	Oct 15, 2003	no	INDIANAPOLIS, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WOLFRUM AND CO.	J.P. MORGAN SECURITIES LLC	Dec 21, 2018	Dec 20, 2018	-1	Firm change	RIA to wirehouse
SANCTUARY ADVISORS, LLC	WOLFRUM AND CO.	Jan 4, 2018	Feb 1, 2018	28	Firm change	Other
DAVID A. NOYES & COMPANY	SANCTUARY ADVISORS, LLC	Aug 11, 2015	Aug 11, 2015	0	Firm change	Other
RBC CAPITAL MARKETS, LLC	DAVID A. NOYES & COMPANY	May 8, 2014	Apr 21, 2014	-17	Firm change	Other
UBS FINANCIAL SERVICES INC.	RBC CAPITAL MARKETS, LLC	Oct 15, 2003	Mar 31, 2008	1,629	Firm change after gap	Wirehouse to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
226606:291243:IL:2018-01-04	Jan 4, 2018	Feb 1, 2018	CHICAGO, IL	Firm change
205:226606:IN:2015-08-11	Aug 11, 2015	Aug 11, 2015	INDIANAPOLIS, IN	Firm change

Relationships

Registered with (6)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Dec 20, 2018 to presentfactForm ADV
→ WOLFRUM AND CO.Registered adviserregistration: previous registration
Feb 1, 2018 to Dec 21, 2018factForm ADV
→ SANCTUARY ADVISORS, LLCRegistered adviserregistration: previous registration
Aug 11, 2015 to Jan 4, 2018factForm ADV
→ DAVID A. NOYES & COMPANYRegistered adviserregistration: previous registration
Apr 21, 2014 to Aug 11, 2015factForm ADV
→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: previous registration
Mar 31, 2008 to May 8, 2014factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Sep 17, 1999 to Oct 15, 2003factForm ADV

Dated events

No dated event names this entity yet.