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R••• O•••• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst19 years in industry

R••• O•••• D•••••

Advisor at B••• W•••••••• A•••• M••••••••• L••

Cleveland, OH

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Search this name across graphsid dfx:ria:5565bf6c-edef-f0b1-9eae-f67c8e5dbf6e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 12, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••• W•••••••• A•••• M••••••••• L••
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 5, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
B••• W•••••••• A•••• M••••••••• L••	Other adviser	Mar 14, 2018	n/a	yes	Cleveland, OH	Current employment
W•••••• • R•••	Former SEC adviser	Jul 12, 2007	Jun 11, 2009	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• • R•••	B••• W•••••••• A•••• M••••••••• L••	Jun 11, 2009	Mar 14, 2018	3,198	Firm change after gap	Other

Relationships

Registered with (2)

→ B••• W•••••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Mar 14, 2018 to presentfactForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Jul 12, 2007 to Jun 11, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5565bf6c-edef-f0b1-9eae-f67c8e5dbf6e
First observed: Jul 12, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.